David A. Calderhead
Professional summary
David Alistair Calderhead, who also goes by Dac Calderhead, David A Calderhead, David A. Calderhead, David Alistair Calderhead, is a registered financial professional currently at VALIC FINANCIAL ADVISORS, INC. located in Houston, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 19 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alistair Calderhead's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019February 4, 2021 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
January 20, 2016 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
January 15, 2015 - March 9, 2015
MVP AMERICAN SECURITIES
October 1, 2012 - July 28, 2014
NEXT FINANCIAL GROUP, INC.
October 1, 2012 - July 28, 2014
NEXT FINANCIAL GROUP, INC.
August 1, 2011 - May 4, 2012
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 20, 2011 - May 4, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 24, 2011 - July 12, 2011
STATE FARM VP MANAGEMENT CORP.
November 6, 2008 - July 27, 2009
SALIENT CAPITAL L.P.
July 1, 2008 - July 27, 2009
SALIENT ADVISORS, L.P.
July 1, 2008 - July 27, 2009
GHE ADVISERS, L.P.
July 1, 2008 - July 27, 2009
CYPRESS CREEK PARTNERS
June 13, 2008 - November 11, 2008
SANDERS MORRIS LLC
June 13, 2008 - November 11, 2008
SANDERS MORRIS LLC
May 19, 2005 - March 4, 2008
CHARLES SCHWAB & CO., INC.
May 19, 2005 - March 4, 2008
CHARLES SCHWAB & CO., INC.
July 30, 2004 - May 20, 2005
THE LEADERS GROUP, INC.
September 3, 2002 - September 15, 2003
CROSSMARK GLOBAL INVESTMENTS, INC.
May 13, 2002 - September 15, 2003
CROSSMARK DISTRIBUTORS, INC.
March 19, 1999 - May 9, 2001
FEDERATED SECURITIES CORP.
February 23, 1996 - February 26, 1999
INVESCO DISTRIBUTORS, INC.
April 4, 1995 - January 18, 1996
MORGAN STANLEY DW INC.
January 17, 1995 - April 10, 1995
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
