RM
Ricky R. Moore
ARKADIOS WEALTH ADVISORS
Angleton, TX 77515
Some features on this profile are disabled
CRD#: 2574634
RM
Professional summary
Ricky Randon Moore is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Angleton, Texas and ARKADIOS CAPITAL located in Angleton, Texas.
Ricky is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ricky has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE OAK FINANCIAL GROUP; INVESTMENT RELATED- YES; ADDRESS: 121 E. MYRTLE, SUITE B; ANGLETON, TX 77515; DATE STARTED: 10/01/2012; POSITION: PRESIDENT; HRS/MTH: 20; DURING TRADING HOURS: 20; DESCRIPTION OF DUTIES: SALES ON FIXED AND INDEXED INSURANCE PRODUCTS 2. BRAZORIA CHURCH OF CHRIST, POSITION: minister/pastor NATURE: church, only non profit activities 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/17/2017, ADDRESS: 810 Brooks, Brazoria TX 77422, DESCRIPTION: Minister/pastor - teaching and counselling. I plan to work20-30 hours/week . Part of a committee to plan finances of the church. We meet 4 times per year. helping to assess future need of the church in regard to facilities, equipment, and literature. I have no access to any bank or financial accounts in this activity. 3. Oak Financial Properties, LLC, Not Investment related, 411 West Brazos Avenue, West Columbia TX 77486 Position: Owner Nature: Future office location for The Oak Financial Group, Number of Hours: 0 Start Date: 10/1/2021, Description: Office building purchased to update and eventually use for The Oak Financial Group to use as their primary office location.
CRS (Client Relationship Summary) - RIA
Click below to view Ricky Randon Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2021 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 121 E Myrtle St, Ste B, Angleton, TX 77515RIA
CRD#: 288863
Angleton, TX
Current
October 4, 2021 - Present
ARKADIOS CAPITAL
Office #1: 121 E Myrtle St, Ste B, Angleton, TX 77515BD
CRD#: 282710
Angleton, TX
Past
April 8, 2015 - October 20, 2021
OSAIC SERVICES, INC.
RIA
CRD#: 133763
ANGLETON, TX
Past
December 20, 2013 - October 20, 2021
OSAIC SERVICES, INC.
BD
CRD#: 133763
ANGLETON, TX
Past
October 1, 2013 - December 11, 2013
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ANGLETON, TX
Past
October 1, 2013 - December 11, 2013
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ANGLETON, TX
Past
February 17, 2009 - October 28, 2013
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
ANGLETON, TX
Past
February 17, 2009 - October 28, 2013
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
ANGLETON, TX
Past
June 26, 2002 - February 23, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
ANGLETON, TX
Past
May 7, 2002 - February 23, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
ANGLETON, TX
Past
March 14, 1995 - May 16, 2002
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/4/2021)
RR
Connecticut(10/4/2021)
RR
Illinois(3/10/2022)
RR
Indiana(10/25/2021)
RR
Iowa(10/4/2021)
RR
Louisiana(10/4/2021)
RR
Maryland(10/5/2021)
RR
New Mexico(10/4/2021)
RR
North Carolina(10/22/2021)
RR
Oklahoma(10/5/2021)
RR
Pennsylvania(10/22/2021)
RR
South Carolina(10/4/2021)
RR
Texas(10/4/2021)
IAR
Texas(10/4/2021)
RR
Wyoming(10/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/20/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
