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Christopher Alan Gray

CRD# 2574498·Registered 1996 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Alan Gray, who also goes by Chris Gray, Christopher A Gray, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 2022. Christopher had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 53, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Gray, Christopher A Gray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PHYSICIANS WEALTH MANAGEMENT, INC.·CRD# 170967
RIA
Indianapolis, IN
February 17, 2020 - April 4, 2022
PHYSICIANS WEALTH MANAGEMENT, INC.·CRD# 170967
RIA
Indianapolis, IN
May 7, 2014 - December 31, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Indianapolis, IN
July 18, 2008 - May 6, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Indianapolis, IN
June 30, 2008 - May 6, 2014
RCD FINANCIAL, INC.·CRD# 104479
BD
Bayonet Point, FL
August 24, 2001 - December 31, 2003
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
May 1, 2000 - November 22, 2000
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
March 3, 1999 - March 30, 2000
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
January 5, 1998 - November 12, 1998
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
May 1, 1996 - January 2, 1998

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Current Firm

PW
PHYSICIANS WEALTH MANAGEMENT, INC.

PHYSICIANS WEALTH MANAGEMENT, INC.

CRD#: 170967

Contact Information

Main Address

Greenwood, IN

Phone Number

(317) 529-3796

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

68

AUM (Assets Under Management)

$5,825,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2008About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2002About the Series 53 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 2000About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed May 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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