Rom S. Hurst
Professional summary
Rom Steven Hurst, CFP®, who also goes by R Stephen Hurst, R Steven Hurst, is a registered financial advisor currently at ALLEGHENY FINANCIAL GROUP LTD located in Pittsburgh, Pennsylvania.
Rom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Rom has worked at 2 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rom Steven Hurst's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
January 20, 1998 - Present
ALLEGHENY FINANCIAL GROUP LTD
Office #1: Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237March 30, 2007 - December 31, 2024
ALLEGHENY INVESTMENTS, LTD.
September 26, 1997 - December 31, 2024
ALLEGHENY INVESTMENTS, LTD.
Primary Firm SEC Registration
ALLEGHENY FINANCIAL GROUP LTD
CRD#: 104690 / SEC#: 801-12566
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/1998)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ALLEGHENY FINANCIAL GROUP LTD
CRD#: 104690 / SEC#: 801-12566
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,950 |
| AUM (Assets Under Management) | $ 4,904,134,773 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 10/22/2024 | ||
| 08/11/2023 | ||
| 10/08/2022 |
Red Flags
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