Ann T. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Thusius Hoover, who also goes by Ann M. Thusius, Ann Marie Thusius, Ann Marie Thusiuspurpura, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1995. Ann had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2016 - December 11, 2023
KESTRA ADVISORY SERVICES, LLC
January 7, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 7, 2010 - December 11, 2023
KESTRA INVESTMENT SERVICES, LLC
January 3, 2008 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
January 14, 2002 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
January 4, 1999 - December 31, 1999
MEDALLION INVESTMENT SERVICES, INC.
October 3, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - September 23, 1996
IFG NETWORK SECURITIES, INC.
February 7, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
