DP
David A. Pellegrino
CENTAURUS FINANCIAL
Bel Air, MD 21014
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CRD#: 2574253
DP
Professional summary
David Anthony Pellegrino is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Bel Air, Maryland.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT, PFS FINANCIAL, 1220 E. CHURCHVILLE ROAD, #102, BEL AIR, MD 21014. NON INVESTMENT RELATED SINCE 2000. USED FOR PAYROLL AND PAYING BUSINESS EXPENSES ONLY.
PRESIDENT, THE EAGLE GROUP FINANCIAL ADVISORS, 1220 E. CHURCHVILLE ROAD, #102, BEL AIR, MD 21014. INVESTMENT RELATED SINCE 01/2006 AND I SPEND APPROX. 100% OF TIME ON THIS OUTSIDE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view David Anthony Pellegrino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Anthony Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 57 East Broadway 2nd Floor, Bel Air, MD 21014RIA
BD
CRD#: 30833
Bel Air, MD
Current
December 12, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 57 East Broadway 2nd Floor, Bel Air, MD 21014RIA
BD
CRD#: 30833
Bel Air, MD
Past
May 30, 2008 - December 15, 2011
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BEL AIR, MD
Past
January 3, 2007 - December 19, 2011
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BEL AIR, MD
Past
April 16, 2002 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
BEL AIR, MD
Past
April 11, 2002 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
BEL AIR, MD
Past
December 5, 2000 - April 10, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
March 31, 2000 - October 30, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
August 12, 1996 - March 31, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 12, 1996 - March 31, 2000
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
January 16, 1995 - August 9, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/3/2024)
IAR
Arizona(7/3/2024)
RR
Delaware(12/21/2011)
IAR
Delaware(12/21/2011)
RR
District of Columbia(9/4/2024)
IAR
District of Columbia(9/16/2024)
RR
Florida(7/24/2019)
IAR
Florida(7/24/2019)
IAR
Georgia(1/5/2023)
IAR
Illinois(12/18/2023)
RR
Maryland(12/12/2011)
IAR
Maryland(12/12/2011)
RR
Massachusetts(12/12/2011)
IAR
New Hampshire(8/18/2021)
RR
New Jersey(12/12/2011)
IAR
New Jersey(1/6/2012)
RR
New York(1/7/2013)
IAR
New York(11/1/2021)
RR
North Carolina(12/15/2011)
IAR
North Carolina(1/11/2012)
RR
Pennsylvania(12/12/2011)
IAR
Pennsylvania(12/12/2011)
RR
Tennessee(3/2/2020)
RR
Virginia(12/12/2011)
IAR
Virginia(12/14/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Bel Air, MD 21014TRUST BUT VERIFY
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