Susan G. Corrado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan G Corrado, who also goes by Susan Gail Corrado, Susan G. Rainey, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1996. Susan had worked at 7 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2013 - April 10, 2015
EAGLE STRATEGIES LLC
September 19, 2013 - April 10, 2015
NYLIFE SECURITIES LLC
January 19, 2011 - October 13, 2011
GROVE POINT INVESTMENTS, LLC
January 19, 2011 - October 13, 2011
GROVE POINT INVESTMENTS, LLC
July 26, 2010 - December 1, 2010
PACIFIC WEST FINANCIAL CONSULTANTS INC
February 4, 2010 - December 1, 2010
PACIFIC WEST SECURITIES, INC.
June 14, 2006 - April 13, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 9, 2006 - April 13, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 20, 1996 - January 31, 2006
PARTNERS INVESTMENT NETWORK, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
