Charles M. Harris
Professional summary
Charles Milton Harris is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Dallas, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Charles has worked at 13 firms and has passed the Series 66, Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Milton Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
November 10, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210July 6, 2023 - November 14, 2023
IP FINANCIAL ADVISORY SERVICES LLC
March 8, 2023 - November 14, 2023
INNOVATION PARTNERS LLC
November 12, 2020 - March 24, 2021
FIRST CANTERBURY SECURITIES, INC.
May 2, 2018 - December 7, 2018
TITAN SECURITIES
October 7, 2016 - November 29, 2017
FIRST CANTERBURY SECURITIES, INC.
April 9, 2013 - July 30, 2014
FIRST CANTERBURY SECURITIES, INC.
November 8, 2010 - April 25, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 16, 2010 - February 14, 2011
FIRST CANTERBURY SECURITIES, INC.
February 21, 2007 - July 21, 2008
BULLISH BOB BAGLEY SECURITIES, INC.
March 4, 2003 - February 11, 2005
CETERA WEALTH SERVICES, LLC
June 26, 2001 - December 31, 2002
EDI FINANCIAL, INC.
May 19, 1999 - April 26, 2001
AMERI-FIRST SECURITIES CORPORATION
February 3, 1999 - April 5, 1999
FIRST SOUTHWEST COMPANY, LLC
January 11, 1996 - February 18, 1997
FIDELITY BROKERAGE SERVICES LLC
January 31, 1995 - April 13, 1995
IDS LIFE INSURANCE COMPANY
January 31, 1995 - April 13, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
(11/10/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/7/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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