Janna K. Hodge
Professional summary
Janna Kludzuweit Hodge, who also goes by Janna Lynn Kludzuweit, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in New York, New York and ARCHIPELAGO TRADING SERVICES, INC. located in New York, New York.
Janna is registered as a RR (Registered Representative) and started their career in finance in 1995. Janna has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Janna Kludzuweit Hodge's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2004 - Present
ARCHIPELAGO SECURITIES L.L.C.
Office #1: 11 Wall Street, New York, NY 10005July 13, 2004 - Present
ARCHIPELAGO TRADING SERVICES, INC.
Office #1: 11 Wall Street, New York, NY 10005October 24, 1995 - February 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 1995 - January 29, 1996
SMITH NEW COURT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2004)
Exams
Series 99TO
Date: 9/17/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/22/1998
Limited Representative-Equity Trader Exam24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ARCHIPELAGO TRADING SERVICES, INC.
CRD#: 15853 / SEC#: , 8-33180
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
