Marc S. Nemeth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Schuman Nemeth was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1997. Marc had worked at 2 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1997 - January 6, 1998
GLOBAL EQUITIES GROUP INC
March 27, 1997 - May 20, 1997
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/28/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
GLOBAL EQUITIES GROUP INC
CRD#: 34039 / SEC#: , 8-46197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
