Thaddeus H. Davis

AUREUS ASSET MANAGEMENT

BOSTON, MA 02110

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CRD#: 2573951

Professional summary

Thaddeus Hallock Davis, who also goes by Thad Davis, is a registered financial advisor currently at AUREUS ASSET MANAGEMENT, LLC located in Boston, Massachusetts.

Thaddeus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thaddeus has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thad Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Hallock Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2007 - Present

AUREUS ASSET MANAGEMENT, LLC

Office #1: One Winthrop Square, Boston, MA 02110

RIA

CRD#: 136674

BOSTON, MA

Past

June 24, 2002 - June 10, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 28, 1999 - July 16, 2001

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

October 1, 1997 - August 6, 1998

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 19, 1995 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUREUS ASSET MANAGEMENT, LLC

CRD#: 136674 / SEC#: 801-64723

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/27/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1995

General Securities Representative Examination

Current Firm

AUREUS ASSET MANAGEMENT, LLC

CRD#: 136674 / SEC#: 801-64723

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

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Contact information

Main Address

One Winthrop Square, Boston, MA 02110

Mailing Address

Phone number

(617) 728-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 7,763,450,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thaddeus H. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus Hallock Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUREUS ASSET MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

Primary Firm SEC Registration

AUREUS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1995

Series 7

Date: 4/18/1995

Current Firm

AUREUS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUREUS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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