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GS

Gregory T. Straka

MODERN CAPITAL MANAGEMENT, CO.
Charleston, SC 29405
Some features on this profile are disabled
CRD#: 2573943
GS

Professional summary

Gregory Terence Straka, who also goes by Greg Straka, is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Charleston, South Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gregory has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Greg Straka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Terence Straka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2025 - Present

MODERN CAPITAL MANAGEMENT, CO.

Office #1: 1701 Meeting Street, Charleston, SC 29405
RIA
CRD#: 306631
Charleston, SC
Past

August 16, 2018 - December 31, 2020

EQUITY SERVICES, INC.

RIA
CRD#: 265
ATLANTA, GA
Past

August 13, 2018 - December 31, 2020

EQUITY SERVICES, INC.

BD
CRD#: 265
ATLANTA, GA
Past

March 30, 2016 - August 2, 2018

MODERN CAPITAL ADVISORS, LLC

RIA
CRD#: 131117
ALPHARETTA, GA
Past

March 24, 2016 - August 1, 2018

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

June 15, 2015 - August 12, 2017

FINANCIAL CLARITY PARTNERS, LLC

RIA
CRD#: 178528
PEACHTREE CORNERS, GA
Past

October 3, 2011 - August 13, 2014

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ATLANTA, GA
Past

April 19, 2002 - August 13, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ATLANTA, GA
Past

January 24, 1995 - April 8, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 24, 1995 - April 8, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(9/16/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/15/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/4/2000
General Securities Principal Examination

Current Firm

MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)
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Contact information

Main Address
Mt Pleasant, SC
Mailing Address
Phone number
(843) 892-0244
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL MANAGEMENT COMPANY 2025 FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 100,752,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631Charleston, SC 29405

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