Miguel A. Vazquez
Professional summary
Miguel Angel Vazquez, CFA, CFP® was a registered financial advisor .
Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Miguel had worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
June 30, 2026 - Present
September 14, 2017 - October 27, 2022
MORGAN STANLEY
August 24, 2017 - October 27, 2022
MORGAN STANLEY
February 28, 2014 - December 7, 2015
GEORGE K. BAUM & COMPANY
July 2, 2012 - April 22, 2013
VIRTU AMERICAS LLC
February 15, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
August 17, 2011 - December 5, 2011
MF GLOBAL INC.
June 6, 2011 - August 15, 2011
CRT CAPITAL GROUP LLC
September 21, 2010 - June 7, 2011
BRAVER STERN SECURITIES LLC
October 21, 2009 - September 30, 2010
CREDIT SUISSE SECURITIES (USA) LLC
November 16, 2005 - February 19, 2008
WAMU CAPITAL CORP.
April 15, 2002 - January 12, 2004
COUNTRYWIDE SECURITIES CORPORATION
August 24, 2001 - November 11, 2001
AIG INTERNATIONAL SECURITIES INC.
March 2, 1998 - November 29, 2000
UBS FINANCIAL SERVICES INC.
December 12, 1995 - December 23, 1997
J.P. MORGAN SECURITIES LLC
February 21, 1995 - September 8, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2026)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
