Gregory Vanenkevort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Vanenkevort, who also goes by Gregory Donald Vanenkevort, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - May 29, 2015
T3 TRADING GROUP, LLC
January 10, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
January 30, 2012 - May 17, 2013
WTS PROPRIETARY TRADING GROUP LLC
January 28, 2011 - September 21, 2011
OCEAN VIEW CAPITAL, LLC
April 29, 2008 - February 24, 2009
GENESIS SECURITIES, LLC
April 27, 2006 - August 10, 2007
ECHOTRADE LLC
March 23, 2005 - August 3, 2005
ROSENTHAL COLLINS EQUITIES, L.L.C.
December 2, 2002 - October 20, 2004
MAY FINANCIAL CORPORATION
September 25, 2000 - December 31, 2001
SERVICE ASSET MANAGEMENT COMPANY
September 16, 1998 - December 15, 2000
PENSON FINANCIAL SERVICES, INC.
January 11, 1995 - June 16, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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