Gerald R. Whitfill

WHITFILL INVESTMENT MANAGEMENT

KINGWOOD, TX 77339

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CRD#: 2573863

Professional summary

Gerald Robert Whitfill is a registered financial advisor currently at WHITFILL INVESTMENT MANAGEMENT, LLC located in Kingwood, Texas.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gerald has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GERALD WHITFILL PC, NOT INVESTMENT RELATED, 1408 STONEHOLLOW DR, SUITE A-400, KINGWOOD, TX 77339, CERTIFIED PUBLIC ACCOUNTANT, PRESIDENT, START DATE: 12/1985, AVERAGE HOURS PER MONTH: 75, HOURS DURING SECURITIES TRADING HOURS: 3, DUTIES: INCOME TAX CONSULTING AND PREPARATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Robert Whitfill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2003 - Present

WHITFILL INVESTMENT MANAGEMENT, LLC

Office #1: 1408 Stonehollow Dr, Suite A-400, Kingwood, TX 77339

RIA

CRD#: 128668

KINGWOOD, TX

Past

May 21, 1996 - December 18, 2003

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

HUMBLE, TX

Past

January 30, 1995 - December 18, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/1/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/27/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WHITFILL INVESTMENT MANAGEMENT, LLC

CRD#: 128668 / SEC#:

Texas

Registered Investment Advisory firm - (12/1/2003 Approved)

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Contact information

Main Address

1408 Stonehollow Dr Suite A-400, Kingwood, TX 77339

Mailing Address

Phone number

(281) 812-4555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 4,780,393

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald R. Whitfill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Robert Whitfill's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITFILL INVESTMENT MANAGEMENT, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1995

Series 6

Date: 1/27/1995

Current Firm

WHITFILL INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITFILL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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