Michael A. Budinich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Budinich was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2022 - February 2, 2023
EMPIRIKAL PARTNERS LLC
June 13, 2006 - September 27, 2006
AEGIS CAPITAL CORP.
July 1, 2003 - July 12, 2004
NATIONAL SECURITIES CORPORATION
April 28, 2003 - July 7, 2003
JERSEY SHORE TRADING GROUP INC.
January 9, 2003 - April 1, 2003
PHILLIP LOUIS TRADING, INC.
September 27, 2002 - September 27, 2002
PHILLIP LOUIS TRADING, INC.
November 28, 2000 - March 7, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
August 20, 1998 - November 2, 2000
SHARPE CAPITAL, INC.
October 19, 1995 - August 25, 1998
H.J. MEYERS & CO., INC.
May 25, 1995 - September 7, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
EMPIRIKAL PARTNERS LLC
CRD#: 282691 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 88,000,000 |
Red Flags
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