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Michael Kent Hall

CRD# 2573595·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Kent Hall, who also goes by Monty Hall, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1995 - 2012. Michael had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Monty Hall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ALLIED BEACON PARTNERS, INC.·CRD# 46227
BD
Richmond, VA
February 22, 2011 - August 3, 2012
AMERICAN BEACON PARTNERS, INC.·CRD# 15791
BD
Eau Claire, WI
April 14, 1997 - February 22, 2011
UNITED PACIFIC SECURITIES, INC.·CRD# 21986
BD
Carlsbad, CA
November 29, 1995 - April 11, 1997
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
January 23, 1995 - December 5, 1995

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Current Firm

AB
ALLIED BEACON PARTNERS, INC.

ALLIED BEACON PARTNERS, INC. | WATERFORD INVESTOR SERVICES, INC. | ALLIED BEACON PARTNERS, INC. ADVISORY

CRD#: 46227 / SEC#: 8-51357
BD
Terminated by SEC on 11/25/2013

Contact Information

Established

Florida since 08/03/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BEACON AQUISITION PARTNERS, INCSHAREHOLDER—
MATHER, ROBERT PHILIPPRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY1764918

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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