Eric M. Clark

ACCUVEST GLOBAL ADVISORS

Walnut Creek, CA 94597

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CRD#: 2573554

Professional summary

Eric Michael Clark, who also goes by Eric Clark, is a registered financial advisor currently at ACCUVEST GLOBAL ADVISORS, INC. located in Walnut Creek, California and ALT FUND DISTRIBUTORS LLC located in New York, New York.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alpha Brands, 1960 Cobalt Drive, Carlsbad, CA 92009, Global Brands Index, , devote 10-12 hours per month to the business, less than 4 hours per month during securities trading hours, hold position as company officer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2017 - Present

ACCUVEST GLOBAL ADVISORS, INC.

Office #1: 3100 Oak Road #380, Walnut Creek, CA 94597

RIA

CRD#: 134096

Walnut Creek, CA

Current

June 13, 2017 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

April 20, 2016 - July 19, 2016

PACER ADVISORS, INC.

RIA

CRD#: 137381

Carlsbad, CA

Past

April 19, 2016 - July 19, 2016

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

April 15, 2014 - October 21, 2015

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

September 9, 2013 - April 23, 2014

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

August 16, 2013 - April 23, 2014

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

August 13, 2007 - August 22, 2011

BREAKAWAY PARTNERS, LLC

RIA

CRD#: 144505

SANTA MONICA, CA

Past

November 7, 2006 - August 17, 2007

TENET CAPITAL LLC

RIA

CRD#: 123554

BOULDER, CO

Past

February 18, 2003 - December 17, 2004

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

January 2, 2002 - December 10, 2004

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

October 4, 2001 - December 6, 2001

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

June 1, 2001 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

February 4, 1999 - June 23, 1999

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

March 18, 1996 - October 29, 1998

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

July 21, 1995 - December 31, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 15, 1995 - June 9, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/13/2017)

IAR

California
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

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Contact information

Main Address

3575 N. 100 E. Suite 350, Provo, UT 84604

Mailing Address

Phone number

(925) 930-2882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGA PF ADV 2A (5/5/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 937,738,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric M. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALT FUND DISTRIBUTORS LLC

PACER ADVISORS, INC.

PACER FINANCIAL, INC.

TRANSAMERICA CAPITAL, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

BREAKAWAY PARTNERS, LLC

TENET CAPITAL LLC

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

FIRST FUND DISTRIBUTORS, INC.

FIRST FUND DISTRIBUTORS, INC.

SUNAMERICA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ACCUVEST GLOBAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2013

Series 65

Date: 3/3/1995

Series 63

Date: 2/23/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2013

FINRA

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCUVEST GLOBAL ADVISORS, INC.

TRUST BUT VERIFY

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