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Christopher Bernard Atteo

CRD# 2573479·Registered 1995 - 2018
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Bernard Atteo was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1995 - 2018. Christopher had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ARIVE CAPITAL MARKETS·CRD# 8060
BD
Coram, NY
September 17, 2018 - November 20, 2018
PHX FINANCIAL, INC.·CRD# 144403
BD
New York, NY
August 31, 2016 - December 15, 2016
OPEN TO THE PUBLIC INVESTING, INC.·CRD# 127818
BD
New York, NY
July 6, 2016 - September 6, 2016
T3 TRADING GROUP, LLC·CRD# 154431
BD
New York, NY
June 9, 2016 - September 8, 2016
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
March 1, 2013 - August 11, 2014
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
February 2, 2009 - March 22, 2013
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Melville, NY
December 16, 2008 - February 26, 2009
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Yaphank, NY
November 11, 2008 - November 19, 2008
BASIC INVESTORS INC.·CRD# 1187
BD
New York, NY
July 11, 2007 - October 27, 2008
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Hauppauge, NY
March 6, 2006 - August 1, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
February 7, 2005 - May 27, 2005
NANDRA GROUP, INC.·CRD# 32850
BD
New York, NY
August 22, 2003 - December 10, 2003
JEFFERIES EXECUTION SERVICES, INC.·CRD# 867
BD
New York, NY
November 1, 2001 - August 22, 2003
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
May 25, 2001 - November 7, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 12, 1999 - June 11, 1999
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
August 11, 1995 - March 7, 1997
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
May 9, 1995 - July 20, 1995
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
January 18, 1995 - May 11, 1995

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Current Firm

AC
ARIVE CAPITAL MARKETS

ARIVE CAPITAL MARKETS | REID AND ASSOCIATES, LLC | REID AND ASSOCIATES | REID & GILMOUR

CRD#: 8060 / SEC#: 8-43350
BD
Terminated by SEC on 07/02/2024

Contact Information

Established

New York since 10/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY VIEW HOLDINGS LLCDIRECT OWNER—
ARIVE HOLDINGS, LLCDIRECT OWNER—
UNIFIED WEALTH MANAGEMENT LLCDIRECT OWNER—
KRISPEAL, RAQUEL ECCO5733217
SULLIVAN, THOMAS FRANCISCFO/FINOP1145000

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2003

Series 25 — NYSE Trading Assistant Examination

Passed Aug 2001

Series 7 — General Securities Representative Examination

Passed Jan 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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