Christopher B. Atteo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Bernard Atteo was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2018 - November 20, 2018
ARIVE CAPITAL MARKETS
August 31, 2016 - December 15, 2016
PHX FINANCIAL, INC.
July 6, 2016 - September 6, 2016
OPEN TO THE PUBLIC INVESTING, INC.
June 9, 2016 - September 8, 2016
T3 TRADING GROUP, LLC
March 1, 2013 - August 11, 2014
NATIONAL SECURITIES CORPORATION
February 2, 2009 - March 22, 2013
JOHN THOMAS FINANCIAL
December 16, 2008 - February 26, 2009
FIRST MIDWEST SECURITIES, INC.
November 11, 2008 - November 19, 2008
J.P. TURNER & COMPANY, L.L.C.
July 11, 2007 - October 27, 2008
BASIC INVESTORS INC.
March 6, 2006 - August 1, 2006
ITRADEDIRECT.COM CORP
February 7, 2005 - May 27, 2005
GUNNALLEN FINANCIAL, INC
August 22, 2003 - December 10, 2003
NANDRA GROUP, INC.
November 1, 2001 - August 22, 2003
JEFFERIES EXECUTION SERVICES, INC.
May 25, 2001 - November 7, 2001
TUCKER ANTHONY INCORPORATED
January 12, 1999 - June 11, 1999
MORGAN STANLEY DW INC.
August 11, 1995 - March 7, 1997
STERLING FOSTER & COMPANY, INC.
May 9, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
January 18, 1995 - May 11, 1995
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/7/2003
Limited Representative-Equity Trader ExamSeries 25
Date: 8/28/2001
NYSE Trading Assistant ExaminationCurrent Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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