Kenneth Ancell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ancell, who also goes by Kenneth Ancell, Ken Ancell, Ancell Kenneth, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2002. Kenneth had worked at 8 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2022 - January 8, 2025
HELIUM ADVISORS LLC
September 11, 2019 - May 26, 2022
RINA WEALTH MANAGEMENT SERVICES LLC
January 6, 2017 - September 10, 2019
GENEOS WEALTH MANAGEMENT, INC.
January 5, 2017 - September 10, 2019
GENEOS WEALTH MANAGEMENT, INC.
September 26, 2011 - December 31, 2016
COMMONWEALTH FINANCIAL NETWORK
September 26, 2011 - December 31, 2016
COMMONWEALTH FINANCIAL NETWORK
January 23, 2009 - September 27, 2011
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - September 26, 2011
SECURITIES AMERICA, INC.
February 8, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
February 8, 2006 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
April 23, 2002 - June 30, 2005
PREFERREDTRADE, INC.
Primary Firm SEC Registration
HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/10/2002
Limited Representative-Equity Trader ExamCurrent Firm
HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 896 |
| AUM (Assets Under Management) | $ 308,092,194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
