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JK

Joshua I. Kadish

Some features on this profile are disabled
CRD#: 2573106
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Isaac Kadish, AIF® was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 1995. Joshua had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Senior Services of Illinois, Inc. Position: Partner - Nature: Fixed insurance brokerage agency primarily in IL - Investment Related: No - Hours: 5 - Securities Trading Hours: 5 - Start Date: 05/01/1997 - Address: 2610 Lake Cook Road, Suite 260, Riverwoods IL 60015 **Consumers Direct Insurance Services, Inc. Position: Partner - Nature: Fixed insurance brokerage agency primarily in OK, TX & NM - Investment Related: No - Hours: 5 - Securities Trading Hours: 5 - Start Date: 11/06/2007 - Address: 2610 Lake Cook Road, Suite 260, Riverwoods IL 60015 **Otis Wilson Charitable Association Position: Board Member - Nature: OWCA provides after school and summer programs for at risk youth. - Investment Related: No - Hours: 4 - Securities Trading Hours: 0 - Start Date: 01/01/2007 - Address: 40 E. Chicago, Suite 170, Chicago IL 60611 **Joshua Kadish Position: Author - Nature: Author of Book - Investment Related: No - Hours: 1 - Securities Trading Hours: 1 - Start Date: 08/01/2014 - Address: 2610 Lake Cook Road, Suite 250, DEERFIELD IL 60015 **TOINSURE.ME, INC. POSITION: Partner NATURE: New retail insurance agency name specializing in Medicare, Health, Auto & Homewoners insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/07/2018 ADDRESS: 8 Dry Creek Circle, Suite 175, Littleton CO 80120 DESCRIPTION: This is an offshoot of our existing agencies (Senior Services of Illinois, Inc & Consumers Direct Insurance Services, Inc.) where I have very little involvement. No oversight but some marketing and business development participation. **JOSHUA KADISH NOTARY PUBLIC POSITION: NOTARY NATURE: ILLINOIS NOTARY PUBLIC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2610 Lake Cook Road, Riverwoods IL 60015 DESCRIPTION: I WILL ACT AS A NOTARY FOR THOSE CLIENTS/PROSPECTS THAT REQUIRE A NOTARIZED SIGNATURE **SECOND VAULT - TECH BUSINESS - INVESTOR, MEMBER - NOT INVESTMENT RELATED - 2825 NE 26TH ST - FT. LAUDERDALE, FL 33305 - 1/1/2021 START DATE - SEASONAL WORK OF 1 HOUR/MONTH NOT DURING TRADING HOURS - PROVIDE LIMITED GUIDANCE ON MARKETING AND BUSINESS DEV, NO DAY TO DAY DUTIES **Brag City, Inc. - Consultant & Investor in my kids' business - Not Investment Related - 5 hours a week not during trading hours - No compensation

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Past

August 16, 2022 - October 2, 2022

AW SECURITIES

RIA
CRD#: 103747
Riverwoods, IL
Past

August 16, 2022 - January 9, 2024

ALLWORTH FINANCIAL, L.P.

RIA
CRD#: 111167
Riverwoods, IL
Past

August 16, 2022 - January 9, 2024

AW SECURITIES

BD
CRD#: 103747
Riverwoods, IL
Past

August 9, 2019 - August 16, 2022

ARBOR POINT ADVISORS

RIA
CRD#: 165127
RIVERWOODS, IL
Past

October 27, 2017 - August 16, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
RIVERWOODS, IL
Past

October 27, 2017 - August 16, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
RIVERWOODS, IL
Past

March 6, 2009 - August 1, 2012

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 146236
RIVERWOODS, IL
Past

November 1, 2001 - November 1, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
RIVERWOODS, IL
Past

November 1, 2001 - November 1, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
RIVERWOODS, IL
Past

January 20, 1996 - November 5, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

January 3, 1995 - September 28, 1995

FOUNDATION INVESTORS SECURITIES CORP.

BD
CRD#: 35541

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/20/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/1994
General Securities Representative Examination

Current Firm

AS
AW SECURITIES
AW SECURITIES | PATHWAY RETIREMENT NETWORK | HANSON MCCLAIN SECURITIES | HANSON MCCLAIN RETIREMENT NETWORK, LP | HANSON MCCLAIN RETIREMENT NETWORK, LLC | HANSON MCCLAIN RETIREMENT NETWORK, L.P. | HANSON MCCLAIN

CRD#: 103747 / SEC#: 801-69038, 8-52250

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
340 Palladio Pkwy Suite 501, Folsom, CA 95630
Mailing Address
340 Palladio Pkwy Suite 501, Folsom, CA 95630
Phone number
(916) 482-2196
Established
Delaware since 10/26/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
10

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2 (1/17/2025)

Direct owners and executive officers

NamePositionCRD#
ALLWORTH FINANCIAL GROUP, L.P.GENERAL PARTNER
BEATON, DANIEL STEWARTFINOP4240769
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER - BD2366022
GAMBLE, COREY CCHIEF COMPLIANCE OFFICER - IA/ENTERPRISE CCO4919573
GREENBERG, BARRY YALECHIEF LEGAL COUNSEL5863733
GRIGSBY, GARY LAWSONCEO3167632
TAYLOR, KRISTIAN LEIGHVICE PRESIDENT- OPERATIONS4163800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AW SECURITIES

CRD#: 103747

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