DC
Daniel A. Cornwell
KESTRA ADVISORY SERVICES
Royal Oak, MI 48067
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CRD#: 2573062
DC
Professional summary
Daniel Alexander Cornwell, who also goes by Daniel A. Cornwell, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Royal Oak, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Royal Oak, Michigan.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel A. Cornwell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Children's Hospital of Michigan Foundation Investment Related: No Address: 3011 West Grand Blvd Ste 218 Detroit MI 48202 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 12/3/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Quarterly Board Meetings to discuss direction of the Children's Foundation and causes to support. Bus Name: Cambridge Consulting Group, LLC DBA NFP Investment Related: Yes Address: 400 West Fourth Street, Suite 300 Royal Oak MI 48067 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 6/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg. 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment Advisor Representative Bus Name: CORNWELL QOF I, LLC POSITION: Manager NATURE: This entity was created to invest in Qualified Opportunity Zone investments INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2019 ADDRESS: 675 N. Williamsbury, Bloomfield Hills MI 48301, United States DESCRIPTION: Exploring qualified opportunity zones to invest in on behalf of the LLC. Bus Name: CORNWELL QOF II, LLC POSITION: Manager NATURE: This entity was created to invest in Qualified Opportunity Zone investments INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2019 ADDRESS: 675 N. Williamsbury, Bloomfield Hills MI 48301, United States DESCRIPTION: Exploring qualified opportunity zones to invest in on behalf of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Alexander Cornwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 400 West Fourth Street Suite 300, Royal Oak, MI 48067RIA
CRD#: 283330
Royal Oak, MI
Current
June 10, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 400 West Fourth St. Suite 300, Royal Oak, MI 48067BD
CRD#: 42046
Royal Oak, MI
Past
November 21, 2007 - June 18, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROYAL OAK, MI
Past
April 7, 2003 - January 14, 2008
CAMBRIDGE ADVISORS & CO., LTD.
RIA
CRD#: 113633
TROY, MI
Past
January 11, 2002 - December 31, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROYAL OAK, MI
Past
April 13, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 13, 1995 - June 18, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ROYAL OAK, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/10/2019)
RR
Colorado(1/27/2025)
RR
District of Columbia(6/10/2019)
RR
Florida(6/10/2019)
RR
Georgia(6/10/2019)
RR
Illinois(6/10/2019)
RR
Indiana(6/9/2020)
RR
Maryland(6/10/2019)
RR
Michigan(6/10/2019)
IAR
Michigan(6/10/2019)
RR
New Jersey(6/10/2019)
RR
New York(6/10/2019)
RR
Ohio(6/10/2019)
RR
Pennsylvania(6/10/2019)
RR
South Carolina(6/10/2019)
RR
Texas(10/24/2023)
IAR
Texas(10/25/2023)
RR
Virginia(6/10/2019)
RR
Washington(6/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
