Patrick E. Bonnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Everett Bonnett was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1962. Patrick had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2013 - September 21, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
November 27, 1985 - December 13, 2013
GBS FINANCIAL CORP.
June 27, 1985 - December 23, 1985
SAINT ANTHONY SECURITIES, INC.
September 13, 1979 - July 31, 1985
LPL FINANCIAL LLC
May 17, 1978 - October 24, 1979
LEHMAN BROTHERS INC.
March 23, 1978 - May 24, 1978
ALVIN COLKER & ASSOCIATES, INC.
September 16, 1977 - May 21, 1978
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
February 4, 1976 - February 27, 1976
BACHE & CO., INCORPORATED
October 5, 1962 - February 5, 1976
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/21/1961
Registered Representative ExaminationCurrent Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
