Robert D. Chatterton
CHATTERTON & ASSOCIATES
Anaheim, CA 92806
Some features on this profile are disabled
CRD#: 2572846
Professional summary
Robert D. Chatterton JR, CFP®, ChFC®, who also goes by Robert Dewitte Chatterton Jr, is a registered financial advisor currently at CHATTERTON & ASSOCIATES located in Anaheim, California and OSAIC WEALTH, INC. located in Anaheim, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Dewitte Chatterton Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TRUSTEE FOR CORT CHATTERTON CHATTERTON TRUST NON-INVESTMENT RELATED ACTIVITY CORT CHATTERTON BROTHER (DISABLED) DATE STARTED: 6/2005 2 HOURS/MTH 0 DURING TRADING HOURS TRUSTEE OF BROTHER CORT CHATTERTON'S TRUST - PROCESSING INCOME NEEDS- ESTABLISHMENT OF APPROPRIATE ACCOUNTS - PAYING LIVING EXPENSES 2. CHATTERTON & ASSOCIATES: President and REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED,3061 E LA PALMA AVE ANAHEIM, CA 92806, STARTED 8/1/04, 173 HOURS PER MONTH, 8 HOURS DURING STH, Also PROVIDE FINANCIAL PLANNING. 3. TUSTIN LLC; NOT INVESTMENT RELATED; 3061 E LAPALMA AVENUE, ANAHEIM, CA 92806; LANDLORD; SINCE 12/24/2012; 5HRS/MTH; 0 DURING SECURITY HOURS; OWNER OF BUILDING THAT CHATTERTON & ASSOCIATES WILL OCCUPY AND PAY RENT-PROERTY MANAGER. 4. PLANNING YOU CAN TRUST; INVESTMENT RELATED; 3061 E LAPALMA AVENUE, ANAHEIM, CA 92806; OWNER; SINCE 05/09/2012; 5HRS/MTH; 5 DURING SECURITY HOURS; OWNER OF MARKETING CO THAT MARKETS FINANCIAL PLANNERS, TAX ADVISOR AND ESTATE PLANNING. 5. LAW OFFICE OF JAMES F. ROBERTS & ASSOCIATES, 3061 E LA PALMA AVE ANAHEIM, CA 92806. NON-INVESTMENT RELATED, 4/1/2013, 16 HRS/MONTH. 16 HRS/TRADING HOURS, GATHER CLIENT INFORMATION FOR PURPOSE OF UPDATING TRUSTS 6. INSURANCE Through Osaic Wealth POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: 3061 E La Palma, Anaheim CA 92806 DESCRIPTION: Licensed as Insurance Agent of California for the purpose of being Agent of Record on existing client insurance products i.e. Variable/Fixed Annuities - I am not active in insurance prodution 7. Registered Representative through Osaic Wealth Position: Registered Representative. Investment Related: Yes ADDRESS: 3061 E La Palma, Anaheim CA 92806 8. NEWPORT BEACH RENTAL POSITION: Owner NATURE: Weekly Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2017 ADDRESS: 1015 E. Balboa Blvd #1A, Newport Beach CA 92661, United States DESCRIPTION: Entering financial's into quickbooks
CRS (Client Relationship Summary) - RIA
Click below to view Robert D. Chatterton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
February 3, 2025 - Present
CHATTERTON & ASSOCIATES
Office #1: 3061 E. La Palma Ave., Anaheim, CA 92806RIA
CRD#: 132295
Anaheim, CA
Current
September 23, 1996 - Present
OSAIC WEALTH, INC.
Office #1: 3061 E La Palma Ave., Anaheim, CA 92806RIA
BD
CRD#: 23131
Anaheim, CA
Past
February 21, 2018 - September 13, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
August 9, 2004 - December 31, 2024
CHATTERTON & ASSOCIATES
RIA
CRD#: 132295
ANAHEIM, CA
Past
January 6, 1998 - October 22, 2004
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 119445
REDLANDS, CA
Past
August 19, 1996 - October 2, 1996
GLENFED BROKERAGE SERVICES
BD
CRD#: 13648
GLENDALE, CA
Past
January 17, 1995 - August 26, 1996
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
January 3, 1995 - January 17, 1995
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
CRD#: 132295 / SEC#: 801-63394
RIA
Registered Investment Advisory firm - (8/6/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/1997)
IAR
Arizona(2/21/2025)
RR
California(9/26/1996)
IAR
California(2/3/2025)
RR
Colorado(9/3/1997)
RR
Florida(2/14/2011)
IAR
Florida(4/15/2025)
RR
Georgia(5/11/2016)
IAR
Georgia(2/5/2025)
RR
Hawaii(2/21/2018)
RR
Idaho(8/27/2009)
IAR
Idaho(2/3/2025)
RR
Illinois(1/6/2005)
RR
Kansas(10/8/2021)
RR
Kentucky(1/24/2022)
RR
Maine(3/28/2023)
RR
Maryland(8/17/2010)
RR
Massachusetts(6/17/2024)
RR
Michigan(2/22/2022)
RR
Minnesota(5/20/2015)
RR
Mississippi(12/8/2008)
RR
Montana(10/9/2009)
RR
Nevada(9/3/1997)
IAR
Nevada(2/3/2025)
RR
New Mexico(6/22/2022)
RR
New York(11/6/2008)
RR
North Carolina(8/17/2015)
RR
Ohio(8/10/2022)
RR
Oklahoma(9/14/2000)
RR
Oregon(9/3/1997)
IAR
Oregon(4/15/2025)
RR
Rhode Island(2/19/2008)
RR
South Carolina(3/16/2022)
RR
Tennessee(8/26/2013)
RR
Texas(3/23/2006)
IAR
Texas(2/3/2025)
RR
Utah(9/3/1997)
IAR
Utah(2/3/2025)
RR
Virginia(9/21/2004)
IAR
Virginia(2/3/2025)
RR
Washington(5/17/2002)
IAR
Washington(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
CRD#: 132295 / SEC#: 801-63394
RIA
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Contact information
Main Address
3061 E. La Palma Ave., Anaheim, CA 92806
Mailing Address
Phone number
(714) 572-2050
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,771 |
| AUM (Assets Under Management) | $ 1,173,254,073 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
