Paul S. Kropke
Professional summary
Paul Steven Kropke, who also goes by Paul Steven Kropke, is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1995. Paul has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Steven Kropke's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606Office #2: 222 W Adams Street Suite 450, Chicago, IL 60606January 3, 2022 - January 12, 2024
MAREX NORTH AMERICA SECURITIES LLC
September 12, 2005 - March 17, 2011
FIRST ANALYSIS
February 8, 2005 - November 22, 2021
FIRST ANALYSIS SECURITIES CORPORATION
May 3, 1995 - April 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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