Steve K. Rumsey
Professional summary
Steve Kent Rumsey, who also goes by Steve K Rumsey, is a registered financial advisor currently at OPTIMUS ADVISORY GROUP located in Dickson, Tennessee.
Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steve has worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steve Kent Rumsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2008 - Present
OPTIMUS ADVISORY GROUP
Office #1: 100 S Mulberry St Suite 202, Dickson, TN 37055February 24, 2006 - November 6, 2009
PARKLAND SECURITIES, LLC
September 3, 1996 - February 27, 2006
OSAIC WEALTH, INC.
August 8, 1995 - September 4, 1996
FSC SECURITIES CORPORATION
January 23, 1995 - July 31, 1995
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2008)
(10/27/2021)
(6/2/2017)
Exams
Series 2
Date: 11/2/1995
Non-Member General Securities ExaminationCurrent Firm
OPTIMUS ADVISORY GROUP
CRD#: 111239 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 40,800,000 |
Red Flags
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