Julia W. Sze

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CRD#: 2572508

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julia Wang Sze, who also goes by Julia Sze Cameron, was a registered financial professional .

Julia is a previously registered financial professional and started their career in finance in 1997. Julia had worked at 6 firms and has passed the Series 66, Series 65, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julia Sze Cameron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 18, 2012 - January 16, 2015

SONEN CAPITAL LLC

RIA

CRD#: 159461

SAN FRANCISCO, CA

Past

August 20, 2005 - March 2, 2007

BOFA DISTRIBUTORS, INC.

CRD#: 30683

SAN FRANCISCO, CA

Past

July 7, 2005 - March 2, 2007

BOFA ADVISORS, LLC

RIA

CRD#: 107900

SAN FRANCISCO, CA

Past

July 7, 2005 - August 20, 2005

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

August 20, 2004 - July 7, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN FRANCISCO, CA

Past

July 12, 2004 - July 7, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

November 24, 1997 - July 10, 1998

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONEN CAPITAL LLC

SC GLOBAL INVESTMENTS LLC | SONEN CAPITAL LLC

CRD#: 159461 / SEC#: 801-72926

RIA

Registered Investment Advisory firm - (12/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/9/2004

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 12/6/1994

Non-Member General Securities Examination

Current Firm

SONEN CAPITAL LLC

SC GLOBAL INVESTMENTS LLC | SONEN CAPITAL LLC

CRD#: 159461 / SEC#: 801-72926

RIA

Registered Investment Advisory firm - (12/22/2011 Approved)

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Contact information

Main Address

101 Montgomery Street Suite 2150, San Francisco, CA 94104

Mailing Address

Phone number

(415) 534-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SONEN CAPITAL DISCLOSURE BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 1,009,760,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julia W. Sze

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BOFA DISTRIBUTORS, INC.

BOFA ADVISORS, LLC

BACAP DISTRIBUTORS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NICHOLAS-APPLEGATE SECURITIES LLC

Primary Firm SEC Registration

SONEN CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2004

Series 65

Date: 12/30/1997

Series 7

Date: 7/9/2004

Series 2

Date: 12/6/1994

Current Firm

SONEN CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONEN CAPITAL LLC

TRUST BUT VERIFY

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