John Paul F. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Frank Hernandez, who also goes by John Paul Frank Hernandez, Johnpaul Frank Hernandez, was a registered financial professional .
John Paul is a previously registered financial professional and started their career in finance in 1995. John Paul had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2005 - October 25, 2006
MISSION SECURITIES CORPORATION
September 8, 2001 - October 16, 2003
BACK BAY CAPITAL, INC.
July 18, 2000 - September 27, 2001
CENTEX SECURITIES, INCORPORATED
August 6, 1997 - December 16, 1997
STOCK USA, INC.
January 17, 1996 - July 9, 1997
CENTEX SECURITIES, INCORPORATED
March 16, 1995 - December 16, 1995
DEL MAR FINANCIAL SERVICES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MISSION SECURITIES CORPORATION
CRD#: 41779 / SEC#: , 8-49567
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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