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HJ

Harold Frank Janecky Jr

CRD# 257241·Registered 1969 - 1993
Previously Registered: Being a previously registered professional could mean that Harold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harold Frank Janecky JR was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1969 - 1993. Harold had worked at 9 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

MATHEWS, HOLMQUIST & ASSOCIATES, INC.·CRD# 22171
BD
August 4, 1992 - April 1, 1993
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
August 19, 1991 - July 16, 1992
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449
BD
October 1, 1984 - August 15, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 29, 1982 - March 2, 1982
ROBERT S. C. PETERSON, INC.·CRD# 6924
BD
January 13, 1982 - September 27, 1984
J. P. HOLDAHL & ASSOC., INC.·CRD# 7693
BD
October 11, 1978 - July 21, 1981
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449
BD
February 3, 1978 - November 17, 1978
MARGOLIS & CO., INC.·CRD# 5464
BD
October 15, 1971 - February 16, 1979
WEINER & RUSCH·CRD# 1000003
BD
June 21, 1971 - November 29, 1971
JOHN G. KINNARD AND COMPANY, INCORPORATED·CRD# 466
BD
December 9, 1969 - May 24, 1971

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Current Firm

MH
MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BYRON SECURITIES INC. | NATURAL RESOURCE INVESTMENTS | MATHEWS, HOLMQUIST & ASSOCIATES, INC.

CRD#: 22171 / SEC#: 8-39589
BD
Revoked by SEC on 06/08/1995

Contact Information

Established

Colorado since 12/26/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jun 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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HJ
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