AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
RT

Robert K. Taylor

Some features on this profile are disabled
CRD#: 2572388
RT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Kenneth Taylor, who also goes by Robert Taylor, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Taylor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RK TAYLOR & ASSOCIATES NON INVESTMENT RELATED 2890 N. MAIN ST. #305, WALNUT CREEK, CA 94597 ACCOUNTING FIRM 40 HOURS / WEEK SOLE PROPRIETOR - TAX WORK / FINANCIAL PLANNING

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 25, 2016 - July 20, 2023

RK TAYLOR & ASSOCIATES

RIA
CRD#: 137105
WALNUT CREEK, CA
Past

July 28, 2000 - December 31, 2015

RK TAYLOR & ASSOCIATES

RIA
CRD#: 137105
WALNUT CREEK, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/13/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 12/8/1994
Non-Member General Securities Examination

Current Firm


RT
RK TAYLOR & ASSOCIATES
RK TAYLOR & ASSOCIATES | TAYLOR, ROBERT KENNETH

CRD#: 137105 / SEC#:

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2890 N. Main Street, #305, Walnut Creek, CA 94597
Mailing Address
Phone number
(925) 944-7660
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RK TAYLOR & ASSOCIATES

CRD#: 137105

TRUST BUT VERIFY

Monitor Robert Taylor

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics