Bruce E. Emken

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CRD#: 2572203

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bruce Edward Emken was a registered financial professional .

Bruce is a previously registered financial professional and started their career in finance in 1994. Bruce had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Minority partner (20% ownership) in a franchise that my wife runs called Gymboree Play and Music. I spend roughly 1-2 hours a month on the weekends doing QuickBooks for the business. The business offers parent-child development classes for kids from ages 0-5. We have owned this franchise since May 2007.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 20, 2017 - January 18, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

July 18, 2017 - January 18, 2023

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

July 24, 2003 - November 13, 2015

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

RIA

CRD#: 107738

NEW YORK, NY

Past

September 3, 2002 - November 10, 2015

GOLDMAN SACHS & CO. LLC

RIA

CRD#: 361

NEWPORT BEACH, CA

Past

July 28, 1998 - August 8, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

May 8, 1997 - July 1, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 31, 1995 - May 5, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 19, 1995 - May 8, 1995

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

December 19, 1994 - April 17, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKROCK INVESTMENT MANAGEMENT, LLC

CRD#: 108928 / SEC#: 801-56972

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/2/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/16/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/16/1994

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/2000

General Securities Principal Examination

Current Firm

BLACKROCK INVESTMENT MANAGEMENT, LLC

CRD#: 108928 / SEC#: 801-56972

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

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Contact information

Main Address

1 University Square Drive, Princeton, NJ 08540

Mailing Address

Phone number

(609) 282-2000

Established

Firm type

Fiscal year end

# of Employees

1,457

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACKROCK INVESTMENT MANAGEMENT, LLC - BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	48,659
AUM (Assets Under Management)	$ 508,159,772,327

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce E. Emken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS & CO. LLC

BANC ONE SECURITIES CORPORATION

MORGAN STANLEY DW INC.

RODMAN & RENSHAW INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

BLACKROCK INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2001

Series 63

Date: 12/30/1994

SIE

Date: 10/1/2018

Series 31

Date: 6/2/1995

Series 7

Date: 2/16/1995

Series 52

Date: 12/16/1994

Series 24

Date: 8/15/2000

Current Firm

BLACKROCK INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLACKROCK INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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