Kenneth L. Simmons

SIMMONS FINANCIAL SERVICES

Richmond, MI 48062

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CRD#: 2572166

Professional summary

Kenneth Lyle Simmons JR, CFP®, who also goes by Kenneth Lyle Simmons, is a registered financial advisor currently at SIMMONS FINANCIAL SERVICES, INC. located in Richmond, Michigan.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kenneth has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Lyle Simmons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HERITAGE ESTATE PLANNING IS A DBA FOR MY LAW PRACTICE IN WHICH I PREPARE ESTATE PLANNING DOUCMENTS, NOT INVESTMENT RELATED: 69851 CIRCLE LN, RICHMOND, MI 48062; OWNER,ATTORNEY, MAY 2000, APPROXIMATELY 40 HOURS PER MONTH, MOST OF WHICH IS DURING SECURITIES TRADING HOURS. 2) SIMMONS FINANCIAL SERVICES, INC. IS INVESTMENT RELATED: 68311 MAIN ST., RICHMOND,MI 48062; OFFERING BOTH COMMISSION AND FEE BASED INSURANCE AND INVESTMENT PRODUCTS AND SERVICES, OWNER AND PRESIDENT, MAY 2000, 120 HOURS PER MONTH, MOST OF WHICH IS DURING SECURITIES TRADING HOURS; I DO FINANCIAL NEEDS ANALYSIS AND MAKE RECOMMENDATIONS TO CLIENTS, INCLUDING THE PURCHASE OF INSURANCE AND INVESTMENT PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lyle Simmons JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 6, 2025 - Present

SIMMONS FINANCIAL SERVICES, INC.

Office #1: 68311 Main St., Richmond, MI 48062

RIA

CRD#: 132218

Richmond, MI

Past

January 6, 2011 - December 31, 2024

SIMMONS FINANCIAL SERVICES, INC.

RIA

CRD#: 132218

RICHMOND, MI

Past

July 16, 2004 - August 16, 2005

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Past

June 12, 2000 - August 11, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 11, 1995 - May 24, 2000

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/1995

General Securities Representative Examination

Current Firm

SIMMONS FINANCIAL SERVICES, INC.

CRD#: 132218 / SEC#:

Michigan

Registered Investment Advisory firm - (12/31/2007 Approved)

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Contact information

Main Address

68311 Main St., Richmond, MI 48062

Mailing Address

P.o. Box 445, Richmond, MI 48062

Phone number

(586) 727-1727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 1,300,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth L. Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lyle Simmons JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMMONS FINANCIAL SERVICES, INC.

SIMMONS FINANCIAL SERVICES, INC.

INSIGHT SECURITIES, INC.

SIGNATOR INVESTORS, INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/1999

Series 63

Date: 1/9/1995

Series 7

Date: 1/5/1995

Current Firm

SIMMONS FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMMONS FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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