CL
Carole M. Laible
DSIL INVESTMENT SERVICES LLC
New York, NY 10038-4925
Some features on this profile are disabled
CRD#: 2572095
CL
Professional summary
Carole Mayer Laible, who also goes by Carole M Mayer, is a registered financial professional currently at DSIL INVESTMENT SERVICES LLC located in New York, New York.
Carole is registered as a RR (Registered Representative) and started their career in finance in 1998. Carole has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Carole M Mayer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carole Mayer Laible's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 1998 - Present
DSIL INVESTMENT SERVICES LLC
Office #1: 180 Maiden Lane Suite 1302, New York, NY 10038-4925Office #2: 180 Maiden Lane Suite 1302, New York, NY 10038-4925BD
CRD#: 30149
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/11/1999)
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Alaska(5/11/1999)
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Arizona(5/11/1999)
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Arkansas(6/3/1999)
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California(5/11/1999)
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Colorado(5/11/1999)
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Connecticut(5/11/1999)
RR
Delaware(5/11/1999)
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District of Columbia(5/14/1999)
RR
Florida(8/3/2000)
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Georgia(5/11/1999)
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Hawaii(5/29/1999)
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Idaho(5/11/1999)
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Illinois(5/11/1999)
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Indiana(4/7/1999)
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Iowa(5/12/1999)
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Kansas(5/11/1999)
RR
Kentucky(5/12/1999)
RR
Louisiana(5/27/1999)
RR
Maine(5/12/1999)
RR
Maryland(5/11/1999)
RR
Massachusetts(5/11/1999)
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Michigan(5/12/1999)
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Minnesota(5/13/1999)
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Mississippi(5/17/1999)
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Missouri(5/11/1999)
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Montana(5/12/1999)
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Nebraska(5/11/1999)
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Nevada(5/11/1999)
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New Hampshire(5/11/1999)
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New Jersey(5/27/1999)
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New Mexico(5/11/1999)
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New York(1/26/1999)
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North Carolina(5/12/1999)
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North Dakota(5/13/1999)
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Ohio(5/12/1999)
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Oklahoma(5/12/1999)
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Oregon(5/11/1999)
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Pennsylvania(5/11/1999)
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Puerto Rico(5/11/1999)
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Rhode Island(5/28/1999)
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South Carolina(5/11/1999)
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South Dakota(5/18/1999)
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Tennessee(5/12/1999)
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Texas(5/12/1999)
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Utah(5/11/1999)
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Vermont(5/13/1999)
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Virgin Islands(5/6/2005)
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Virginia(5/12/1999)
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Washington(5/11/1999)
RR
West Virginia(5/11/1999)
RR
Wisconsin(5/12/1999)
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Wyoming(5/12/1999)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DI
DSIL INVESTMENT SERVICES LLC
DOMINI SOCIAL INVESTMENT SERVICES, CORP. | EBC DISTRIBUTORS, INC. | DSIL INVESTMENT SERVICES LLC
CRD#: 30149 / SEC#: , 8-44763
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
180 Maiden Lane Suite 1302, New York, NY 10038-4925
Mailing Address
180 Maiden Lane Suite 1302, New York, NY 10038-4925
Phone number
(212) 217-1100
Established
New York since 11/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINI IMPACT INVESTMENTS LLC | PARENT (100%) | 109505 |
| LAIBLE, CAROLE MAYER | MANAGER, PRESIDENT, CEO, CFO, TREASURER, PRINCIPAL FINANCIAL OFFICER, SECRETARY, REGISTERED PRINCIPAL | 2572095 |
| TALLINI, MAURIZIO | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATING OFFICER, CHIEF INFORMATION SECURITY OFFICER, REGISTERED PRINCIPAL | 4963915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
