Paul A. Guercio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Andrew Guercio was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1999 - December 23, 1999
J.P. TURNER & COMPANY, L.L.C.
September 22, 1997 - November 17, 1997
FIRST METROPOLITAN SECURITIES, INC.
July 16, 1997 - August 12, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
September 5, 1996 - June 20, 1997
MASON HILL & CO., INC.
January 18, 1995 - September 12, 1996
STATE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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