Carmine G. Rosato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmine Gerard Rosato was a registered financial professional .
Carmine is a previously registered financial professional and started their career in finance in 1995. Carmine had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1996 - March 12, 1997
A.S. GOLDMEN & CO., INC.
December 22, 1995 - March 12, 1996
MONITOR INVESTMENT GROUP, INC.
June 23, 1995 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
January 17, 1995 - January 30, 1995
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A.S. GOLDMEN & CO., INC.
CRD#: 23180 / SEC#: , 8-40257
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
