Robert P. Dymkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Patrick Dymkowski was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2008 - February 27, 2012
AVIAN SECURITIES, LLC
November 21, 2007 - February 13, 2008
TOUCHPOINT SECURITIES CORP.
November 14, 2006 - September 17, 2007
WM SMITH & CO.
December 3, 2002 - May 26, 2004
MAY FINANCIAL CORPORATION
March 28, 2002 - September 6, 2002
MELVIN SPECIALISTS, L.L.C.
October 12, 2000 - December 31, 2001
SERVICE ASSET MANAGEMENT COMPANY
June 28, 1999 - December 15, 2000
PENSON FINANCIAL SERVICES, INC.
March 13, 1995 - June 23, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/13/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 7/22/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AVIAN SECURITIES, LLC
CRD#: 46347 / SEC#: , 8-51389
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE AVI COHEN TRUST | PARTNER | |
| ZIRKEL, LAWRENCE EVAN | PARTNER | 2257064 |
| COHEN, AVI | TRUSTEE OF THE AVI COHEN TRUST, MANAGER & CHIEF COMPLIANCE OFFICER, ROP | 2410714 |
| COHEN, VANDA | TRUSTEE OF THE VANDA COHEN TRUST | 4653126 |
| KATSNELSON, DAVID | TRUSTEE OF THE ERIK GIDEON COHEN TRUST 2003, TRUSTEE OF THE ETHAN DAVID COHEN TRUST 2003 | 3260849 |
| LOVELL, NATHANIEL WILLARD | ROP | 4300307 |
| PFEIFFER, MARK STEWART | PARTNER | 4089566 |
| THE ERIK GIDEON COHEN TRUST 2003 | PARTNER | |
| THE ETHAN DAVID COHEN TRUST 2003 | PARTNER | |
| THE VANDA COHEN TRUST | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
