Kenneth E. Marsh
Professional summary
Kenneth Eugene Marsh was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Kenneth had worked at 14 firms, which includes SALOMON GREY FINANCIAL CORPORATION, AURA FINANCIAL SERVICES INC., NEWBRIDGE SECURITIES CORPORATION, PREFERRED SECURITIES GROUP INC., BARRON CHASE SECURITIES INC., J.P. TURNER & COMPANY L.L.C., FAS WEALTH MANAGEMENT SERVICES INC., GLOBAL CAPITAL SECURITIES CORPORATION, D.L. CROMWELL INVESTMENTS INC., FAIRCHILD FINANCIAL GROUP INC., ROYAL HUTTON SECURITIES CORP., GKN SECURITIES CORP., BILTMORE SECURITIES INC., TOLUCA PACIFIC SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2003 - April 21, 2005
SALOMON GREY FINANCIAL CORPORATION
June 19, 2003 - August 5, 2003
AURA FINANCIAL SERVICES, INC.
August 15, 2001 - August 20, 2001
NEWBRIDGE SECURITIES CORPORATION
May 9, 2001 - August 14, 2001
PREFERRED SECURITIES GROUP, INC.
January 9, 2001 - May 30, 2001
SALOMON GREY FINANCIAL CORPORATION
August 9, 2000 - November 15, 2000
BARRON CHASE SECURITIES, INC.
November 15, 1999 - July 12, 2000
J.P. TURNER & COMPANY, L.L.C.
March 16, 1999 - October 11, 1999
BARRON CHASE SECURITIES, INC.
November 30, 1998 - January 5, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.
May 14, 1998 - July 27, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
February 5, 1998 - April 28, 1998
D.L. CROMWELL INVESTMENTS, INC.
October 6, 1997 - November 17, 1997
D.L. CROMWELL INVESTMENTS, INC.
March 25, 1997 - January 21, 1998
FAIRCHILD FINANCIAL GROUP, INC.
January 20, 1997 - April 4, 1997
ROYAL HUTTON SECURITIES CORP.
October 7, 1996 - February 10, 1997
GKN SECURITIES CORP.
July 31, 1996 - October 8, 1996
BILTMORE SECURITIES, INC.
May 22, 1996 - September 4, 1996
TOLUCA PACIFIC SECURITIES CORP.
February 13, 1996 - May 3, 1996
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/29/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
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