Rusty E. Kogon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rusty Eugene Kogon, who also goes by Rusty Kogen, was a registered financial professional .
Rusty is a previously registered financial professional and started their career in finance in 1995. Rusty had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2007 - January 8, 2008
OPUS TRADING FUND LLC
October 19, 1998 - March 18, 2004
SCHONFELD SECURITIES, LLC
March 18, 1997 - November 18, 1997
MEYERS POLLOCK ROBBINS, INC.
July 10, 1996 - October 14, 1996
TREVOR, COLE, REID, & MONROE, INC.
January 5, 1995 - March 8, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
OPUS TRADING FUND LLC
CRD#: 125204 / SEC#: , 8-65779
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
