GP
Gerald M. Pepper
NATIONAL WEALTH MANAGEMENT GROUP
Coconut Creek, FL 33073
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CRD#: 2571372
GP
Professional summary
Gerald Martin Pepper is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Coconut Creek, Florida and LPL FINANCIAL LLC located in Coconut Creek, Florida.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gerald has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/30/08- Alpina Tax and Accounting Services, LLC. | Not investment related
4171 W. Hillsboro Blvd, Suite 4, Coconut Creek, Florida 33073, Tax and Accounting Services, CPA and Partner. 25% of Time per week during normal business hours/securities trading hours. Meet with clients to provide tax and accounting services
2) 07/20/2017-Alpina Financial Consultants, LLC-investment related- At reported business location(s)-DBA for LPL Business (entity for LPL business)-start 07/17/2017-Hours per month 120/hours during trading 6
(3) 11/14/22017 - Gerald M Pepper CPA LLC - Investment Related - At Reported Location(s) - Tax Prep/Accounting/CPA - Start Date 11/16/2016 - 220 Hours Per Month/7 Hours During Securities Trading - accounting and tax services rendered on behalf of and marketed under Alpina Tax & Accounting Services LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Martin Pepper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2017 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 4171 W. Hillsboro Blvd. Suite 4, Coconut Creek, FL 33073RIA
CRD#: 174883
Coconut Creek, FL
Current
May 30, 2008 - Present
LPL FINANCIAL LLC
Office #1: 4171 W Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
BD
CRD#: 6413
Coconut Creek, FL
Past
November 17, 2017 - December 31, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 174883
Coconut Creek, FL
Past
April 12, 2002 - June 2, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
TAMPA, FL
Past
May 25, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/30/2008)
IAR
Florida(11/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Coconut Creek, FL 33073TRUST BUT VERIFY
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