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Gary Hunt

CBOE TRADING
OVERLAND PARK, KS
·CRD# 2571312·25 years registered

Professional Summary

Gary Hunt, who also goes by Gary A Hunt, is a registered financial advisor currently at CBOE TRADING, INC. located in Overland Park, Kansas. Gary is registered as a RR (Registered Representative) and started their career in finance in 2001. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 7, Series 10, Series 30, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary A Hunt

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

CBOE TRADING, INC.Current·CRD# 136734
BD
6800 West 115th Street Suite 260, Overland Park, KS 66211
October 29, 2026 - Present

Past

BOFA SECURITIES, INC.Past·CRD# 283942
BD
Chicago, IL
September 25, 2018 - June 9, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Chicago, IL
April 2, 2004 - May 10, 2019
MERRILL LYNCH PROFESSIONAL CLEARING CORP.Past·CRD# 16139
BD
Chicago, IL
May 8, 2009 - August 11, 2011
ABN AMRO INCORPORATEDPast·CRD# 15776
BD
Stamford, CT
March 1, 2001 - April 2, 2004

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Current Firm

CT
CBOE TRADING, INC.

BATS TRADING, INC. | CBOE TRADING, INC.

CRD#: 136734 / SEC#: 8-67043
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

6800 West 115th Street Suite 260, Overland Park, KS 66211

Mailing Address

6800 West 115th Street Suite 260, Overland Park, KS 66211

Phone Number

(913) 815-7000

Established

Delaware since 06/16/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CBOE SERVICES COMPANYOWNER—
CHMIELEWSKI, COLE MICHAELPRESIDENT5740206
GOODMAN, SYDNEY LINDENFINOP7092589
JOHNSTON, SCOTT LOCHWOODDIRECTOR6921183
SEXTON, JOHN PATRICKSECRETARY7152089
UPP, WILLIAM BRYANCHIEF COMPLIANCE OFFICER2976682
WILKINSON, ALLEN LLOYDVICE PRESIDENT7432624
YEAZEL, TROY CHARLESDIRECTOR5492474

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Sep 2018About the Series 57 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2008About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 30 — NFA Branch Manager Examination

Passed Dec 2009About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed Mar 2008About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2006About the Series 4 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Hunt's CRS (Customer Relationship Summary).

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