Lance M. Meyerowich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Michael Meyerowich was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1995. Lance had worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - June 2, 2025
DALZELL TRADING, LLC
August 4, 2020 - June 2, 2025
DALZELL TRADING, LLC
October 6, 2015 - May 23, 2019
WELLS FARGO SECURITIES, LLC
August 12, 1997 - March 3, 2014
GOLDMAN SACHS & CO. LLC
March 9, 1995 - May 8, 1996
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/22/2005
Limited Representative-Equity Trader ExamCurrent Firm
DALZELL TRADING, LLC
CRD#: 175349 / SEC#: , 8-69938
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DALZELL, DAVID JOHN | CEO, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CFO, | 2367306 |
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 3,973,696 |
Red Flags
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