Bradley J. Haines

JUNCTURE WEALTH STRATEGIES

Scottsdale, AZ 85258

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CRD#: 2571132

Professional summary

Bradley James Haines, who also goes by Brad Haines, is a registered financial advisor currently at JUNCTURE WEALTH STRATEGIES, LLC located in Scottsdale, Arizona.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bradley has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Haines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTIES. NOT INVESTMENT RELATED. REAL ESTATE. OWNER. 0. 0. OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Haines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2018 - Present

JUNCTURE WEALTH STRATEGIES, LLC

Office #1: 8777 E. Via De Ventura Suite 120, Scottsdale, AZ 85258

RIA

CRD#: 298110

Scottsdale, AZ

Past

July 24, 2017 - November 16, 2018

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 287908

SCOTTSDALE, AZ

Past

September 8, 2015 - August 17, 2017

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 155175

SCOTTSDALE, AZ

Past

September 13, 2004 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SUN CITY, AZ

Past

October 21, 2002 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

December 19, 2001 - March 25, 2002

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

February 24, 1998 - January 4, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 22, 1996 - March 2, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

December 23, 1994 - December 10, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/14/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/22/1994

Municipal Securities Representative Examination

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

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Contact information

Main Address

8777 E. Via De Ventura Suite 120, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 253-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JWS ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 409,617,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley J. Haines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Haines's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUNCTURE WEALTH STRATEGIES, LLC

JUNCTURE WEALTH STRATEGIES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CAP PRO BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRINCIPAL FINANCIAL SECURITIES,INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

JUNCTURE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2004

Series 65

Date: 2/3/1997

Series 63

Date: 1/6/1995

Series 7

Date: 3/14/1995

Series 52

Date: 12/22/1994

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JUNCTURE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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