SH
Shane J. Hill
3 PEAKS FINANCIAL
Ammon, ID 83406
Some features on this profile are disabled
CRD#: 2571116
SH
Professional summary
Shane Jay Hill is a registered financial advisor currently at 3 PEAKS FINANCIAL located in Ammon, Idaho and LPL FINANCIAL LLC located in Ammon, Idaho.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Shane has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/27/2016: Three Peaks Investments LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 502 S Woodruff Avenue, Idaho Falls ID 83401 - Start 02/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - LPL commissions and IFP fees. 2. 04/22/2016: 3 Peaks Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 05/01/2016 - 180 Hr/Mo; 130 Hour(s) During Securities Trading - RIA investment advice through Independent Financial Partners. 3. 03/13/2018 - No Business Name - Not Investment Related - Other - Musical Group - Founder/Owner - Start Date 02/01/2018 - 20 Hours Per Month/2 Hours During Securities Trading. 4. 4/19/2018 - Lucky Disc Golf - Not Investment Related - At Reported Business Location(s) - Start Date: 3/2018 - 40 Hours Per Month/5 Hours During Trading. 5. 7/5/2018 - 3 Peaks Financial, LLC - DBA: 3 Peaks Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 200 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/5/2018 - 3 Peaks Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 200 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/2/2018 - 3 Peaks Financial Advisors, LLC - DBA: 3 Peaks Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/26/2018 - 170 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 10/06/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/01/2021 - 2 Hours Per Month/1 Hour During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Jay Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2018 - Present
3 PEAKS FINANCIAL
Office #1: 2677 E 17th Street, Suite 100, Ammon, ID 83406RIA
CRD#: 296817
Ammon, ID
Current
August 14, 2015 - Present
LPL FINANCIAL LLC
Office #1: 2677 E. 17th Street, Ste 100, Ammon, ID 83406Office #2: 350 E Cedar St Suite B, Pocatello, ID 83201RIA
BD
CRD#: 6413
Ammon, ID
Past
August 18, 2015 - July 30, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Ammon, ID
Past
January 3, 2011 - August 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
POCATELLO, ID
Past
January 3, 2011 - August 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
POCATELLO, ID
Past
May 10, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
REXBURG, ID
Past
May 7, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
REXBURG, ID
Past
January 14, 2000 - April 27, 2004
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
WOODS CROSS, UT
Past
January 25, 1999 - April 27, 2004
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Past
January 17, 1995 - March 12, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(5/27/2022)
RR
Arizona(1/21/2025)
RR
California(1/21/2025)
RR
Idaho(8/14/2015)
IAR
Idaho(6/13/2018)
RR
Montana(6/22/2016)
IAR
Montana(7/2/2018)
IAR
Utah(3/16/2020)
IAR
Washington(4/19/2021)
RR
Washington(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
3P
3 PEAKS FINANCIAL
3 PEAKS FINANCIAL | 3 PEAKS FINANCIAL, LLC | 3 PEAKS FINANCIAL ADVISORS, LLC
CRD#: 296817 / SEC#:
Arizona
Registered Investment Advisory firm - (5/27/2022 Approved)Idaho
Registered Investment Advisory firm - (6/12/2018 Approved)Montana
Registered Investment Advisory firm - (6/29/2018 Approved)Utah
Registered Investment Advisory firm - (3/17/2020 Approved)Washington
Registered Investment Advisory firm - (4/19/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2677 E 17th Street, Suite 100, Ammon, ID 83406
Mailing Address
Phone number
(208) 881-5505
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 463 |
| AUM (Assets Under Management) | $ 49,421,333 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
