Keythe E. Ward-aguilar

PROCORE ADVISORS

Newport Beach, CA 92660

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CRD#: 2571048

Professional summary

Keythe Elizabeth Ward-aguilar, CFP®, who also goes by Keythe Elizabeth Aguilar, Keythe Elizabeth Lemon, Keythe Elizabeth Ward, is a registered financial advisor currently at PROCORE ADVISORS, LLC located in Newport Beach, California.

Keythe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Keythe has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Estate Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Keythe Elizabeth Aguilar | Keythe Elizabeth Lemon | Keythe Elizabeth Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/18/07 - NON-VARIABLE INSURANCE/ NATIONWIDE, TRANSAMERICA, EMPYREAN BENEFIT SOLUTIONS,ANTHEM BLUECROSS, BLUE SHIELD, HEALTHNET, VARIOUS HEALTH CARE PROVIDERS, ETC. ADDING MET LIFE TO DISABILITY/ 15% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keythe Elizabeth Ward-aguilar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 10, 2017 - Present

PROCORE ADVISORS, LLC

Office #1: 1101 Dove Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 289037

Newport Beach, CA

Past

November 13, 2009 - November 9, 2017

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

NEWPORT BEACH, CA

Past

November 13, 2009 - December 31, 2012

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

NEWPORT BEACH, CA

Past

May 8, 2006 - November 25, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWPORT BEACH, CA

Past

May 8, 2006 - November 25, 2009

LPL FINANCIAL LLC

CRD#: 6413

NEWPORT BEACH, CA

Past

January 11, 2000 - May 17, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

April 1, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 1, 1999 - May 17, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRVINE, CA

Past

March 6, 1997 - March 24, 1998

GENEVE INTERNATIONAL CORPORATION

CRD#: 18345

LAKEWAY, TX

Past

July 18, 1996 - January 10, 1997

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

February 12, 1996 - July 12, 1996

PELLETT INVESTMENTS, INC.

CRD#: 19834

MISSOULA, MT

Past

January 11, 1995 - November 8, 1995

IRVINE SECURITIES, INC.

CRD#: 34796

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/13/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/22/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/29/1994

Financial and Operations Principal Examination

Current Firm

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

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Contact information

Main Address

1101 Dove Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 339-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PROCORE ADVISORS, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 110,885,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Keythe E. Ward-aguilar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keythe Elizabeth Ward-aguilar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERVEST ADVISORY SERVICES LLC

SORRENTO PACIFIC FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

GENEVE INTERNATIONAL CORPORATION

THE CAMELOT GROUP, INC.

PELLETT INVESTMENTS, INC.

IRVINE SECURITIES, INC.

Primary Firm SEC Registration

PROCORE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/1999

Series 63

Date: 1/10/1996

Series 7

Date: 5/19/1995

Series 53

Date: 11/13/2002

Series 4

Date: 8/22/2002

Series 24

Date: 10/5/1995

Series 27

Date: 12/29/1994

Current Firm

PROCORE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCORE ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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