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KW

Kenneth W. Wittenberg

WITTENBERG INVESTMENTS
SOUTHFIELD, MI 48076
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CRD#: 2571037
KW

Professional summary


Kenneth William Wittenberg is a registered financial advisor currently at WITTENBERG INVESTMENTS INC. located in Southfield, Michigan.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kenneth has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kenneth William Wittenberg's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 19, 2018 - Present

WITTENBERG INVESTMENTS INC.

Office #1: 2 Towne Square Suite 950, Southfield, MI 48076
RIA
CRD#: 297615
SOUTHFIELD, MI
Past

April 5, 2016 - July 6, 2022

SECURE ASSET MANAGEMENT, L.L.C.

RIA
CRD#: 144046
TROY, MI
Past

November 18, 2014 - April 11, 2016

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
WEST BLOOMFIELD, MI
Past

June 1, 1999 - January 25, 2000

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

February 2, 1998 - June 1, 1999

STUART, COLEMAN & CO., INC.

BD
CRD#: 8642
NEW YORK, NY
Past

March 1, 1997 - January 29, 1998

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

June 10, 1996 - March 3, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

February 1, 1996 - June 8, 1996

H G I

BD
CRD#: 14079
JERICHO, NY
Past

May 1, 1995 - January 18, 1996

STUART, COLEMAN & CO., INC.

BD
CRD#: 8642
Past

February 6, 1995 - April 19, 1995

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/23/2021)
IAR
Michigan
(7/25/2018)
IAR
Texas
(7/19/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/17/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WI
WITTENBERG INVESTMENTS INC.
WITTENBERG INVESTMENTS INC.

CRD#: 297615 / SEC#:

Florida
Registered Investment Advisory firm - (9/23/2021 Approved)
Michigan
Registered Investment Advisory firm - (7/24/2018 Approved)
Texas
Registered Investment Advisory firm - (7/19/2018 Conditional Restricted)
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Contact information


Main Address
2 Towne Square Suite 950, Southfield, MI 48076
Mailing Address
Phone number
(248) 202-4470
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts101
AUM (Assets Under Management)$ 77,655,180

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WITTENBERG INVESTMENTS INC.

CRD#: 297615Southfield, MI 48076

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