John F. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Collins, who also goes by Jack Collins, John F Collins, John Francis Collins, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2013 - September 10, 2013
VALLEY FORGE ASSET MANAGEMENT, LLC
February 28, 2012 - July 11, 2013
MUTUAL OF AMERICA SECURITIES LLC
February 28, 2012 - July 11, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 15, 2010 - March 2, 2011
OSAIC FA, INC.
April 15, 2010 - March 2, 2011
OSAIC FA, INC.
January 18, 2006 - March 8, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
January 18, 2006 - March 8, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
September 30, 1999 - January 24, 2006
OSAIC FA, INC.
February 24, 1999 - January 24, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 24, 1999 - January 24, 2006
OSAIC FA, INC.
January 15, 1998 - December 2, 1998
B.B. GRAHAM & COMPANY, INC.
June 24, 1996 - August 5, 1997
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE ASSET MANAGEMENT, LLC
CRD#: 7438 / SEC#: 801-25300, 8-17864
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | |
| BORN, DONALD LOUIS | SENIOR VICE PRESIDENT & MANAGER | 26281 |
| CORACE, FRANK CHARLES | SENIOR VICE PRESIDENT & MANAGER | 53962 |
| CRAM, BRYAN SCOTT | MANAGER | 2723431 |
| FOLLMAN, SR, JOHN PHILIP SR | MANAGER | 4595746 |
| FRANCIS, BERNARD ALLEN JR | CEO, PRESIDENT, CHAIRMAN OF THE BOARD | 710809 |
| GIBBEL, HENRY HERSHBERGER | MANAGER | 4595685 |
| GIBSON, JAMES EDWARD | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER & MANAGER | 2682807 |
| HOSTETTER, DREW KEVIN | MANAGER | 6311313 |
| MALLOY, KELLY CARTER | SENIOR VICE PRESIDENT, SECRETARY | 1204816 |
| MCCALLUM, JEFFREY SCOTT | SENIOR VICE PRESIDENT | 725576 |
| MERINAR, DENISE KATHLEEN | HEAD OF VFAM, MANAGER | 4126939 |
| ROSE, M. ZEV | MANAGER | 4595660 |
| SWALLOW, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT & TREASURER | 3241109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
