James P. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Sullivan was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2016 - December 23, 2019
GREEN STREET TRADING, LLC
July 26, 2016 - August 29, 2019
GSI CAPITAL ADVISORS LLC
December 18, 2014 - January 8, 2021
GREEN STREET
July 1, 2014 - December 15, 2014
GREEN STREET TRADING, LLC
January 23, 1995 - December 15, 2014
GREEN STREET TRADING, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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