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Keith Gary Gilabert

CRD# 2570924·Registered 1995 - 2000
Barred: Keith Gary Gilabert was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Keith Gary Gilabert was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 1995 - 2000. Keith had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

HOTOVEC, POMERANZ & CO., LLC·CRD# 41178
BD
San Francisco, CA
March 13, 2000 - September 22, 2000
CROWELL, WEEDON & CO.·CRD# 193
BD
Los Angeles, CA
June 24, 1997 - March 28, 2000
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
June 15, 1995 - June 26, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 6, 1995 - June 15, 1995
DEL MAR FINANCIAL SERVICES, INCORPORATED·CRD# 34638
BD
Irvine, CA
February 14, 1995 - February 28, 1995

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Current Firm

HP
HOTOVEC, POMERANZ & CO., LLC

HOTOVEC POMERANZ & CO., INC. | HOTOVEC, POMERANZ & CO., LLC | HOTOVEC, POMERANZ & CO., INC. | HOTOVEC, POMERANZ & CO. | HOTOVEC POMERANZ, INC.

CRD#: 41178 / SEC#: 8-49324
BD
Cancelled by SEC on 10/09/2003

Contact Information

Established

California since 11/02/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HPC VENTURES, LLCPARENT COMPANY—
HOTOVEC, THOMAS FRANCISFINANCIAL AND OPERATIONS PRINCIPAL2977555
OLSON, WENDY LEECHIEF COMPLIANCE OFFICER1903253

Disclosures

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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