Evan D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan David Jones was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1995. Evan had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - September 19, 2017
BTIG, LLC
December 7, 2007 - March 10, 2016
JEFFERIES LLC
September 1, 2004 - October 24, 2007
KBC SECURITIES USA LLC
February 15, 2002 - July 1, 2002
PALOMA SECURITIES L.L.C.
May 10, 1999 - February 20, 2001
ABN AMRO INCORPORATED
October 1, 1998 - May 13, 1999
BANC OF AMERICA SECURITIES LLC
October 27, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
January 12, 1995 - October 8, 1996
PMA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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