Thomas M. Papanikolaou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Papanikolaou, who also goes by Tom Papa, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - March 22, 2017
CHIMERA SECURITIES, LLC
March 11, 2011 - March 6, 2013
T3 TRADING GROUP, LLC
December 18, 2006 - December 31, 2009
PENSION PORTFOLIO MANAGEMENT, LLC
September 20, 2006 - January 2, 2009
WATERSTONE FINANCIAL GROUP, INC.
February 19, 2004 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
February 16, 1995 - February 22, 2002
ELECTRONIC TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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